{"id":86,"date":"2014-10-12T06:54:53","date_gmt":"2014-10-12T06:54:53","guid":{"rendered":"https:\/\/cph-tax.com\/?page_id=86"},"modified":"2015-03-14T07:29:13","modified_gmt":"2015-03-14T07:29:13","slug":"kycaml-3","status":"publish","type":"page","link":"https:\/\/cph-tax.com\/zh-hans\/kycaml-3\/","title":{"rendered":"KYC\/AML"},"content":{"rendered":"

\u5728 2001 \u5e74\u7684 9.11 \u540e\uff0c\u5728\u94f6\u884c\uff0c\u7a0e\u52a1\u987e\u95ee\u548c\u5176\u4ed6\u4e13\u5bb6\u5de5\u4f5c\u4e2d\uff0c\u6709\u4e86\u5f15\u4eba\u6ce8\u76ee\u7684\u65b9\u5f0f\u53d8\u52a8\u3002\u5728\u5176\u4ed6\u4e8b\u60c5\u4e4b\u4e2d\uff0c\u8fd9\u4ef6\u4e8b\u60c5\u662f\u88ab\u51b3\u5b9a\u7684\uff0c\u5c31\u662f\u94f6\u884c\u548c\u76f8\u5173\u7684\u987e\u95ee\u5fc5\u987b\u786e\u4fe1\uff0c\u4ed6\u4eec\u7684\u5ba2\u6237\u6240\u62e5\u6709\u7684\u91d1\u94b1\u4e0d\u6765\u81ea\u51b7\u9177\u65e0\u60c5\u7684\u72af\u7f6a\u548c\u4e0d\u88ab\u7528\u505a\u51b7\u9177\u65e0\u60c5\u7684\u72af\u7f6a\u3002 \u6240\u4ee5\uff0c\u5982\u679c\u4e00\u4e2a\u4eba\u8981\u5efa\u7acb\u4fe1\u6258\uff0c\u4e00\u4e2a\u516c\u53f8\u8981\u5728\u585e\u6d66\u8def\u65af\u6216\u8005\u5f00\u4e00\u4e2a\u79bb\u5cb8\u94f6\u884c\u5e10\u6237\uff0c\u5b83\u5fc5\u987b\u901a\u8fc7 \u7684\u5206\u6790\u7814\u7a76\u3002 KYC\u7acb\u573a\u4e3a\u201c\u77e5\u9053\u60a8\u7684\u5ba2\u6237\u201d\u548cAML\u4ee3\u8868\u201c\u53cd\u6d17\u94b1\u201d\u3002 KYC\/AML\u5206\u6790\u548c\u4e0e\u5b83\u6709\u5173\u7684\u6587\u4ef6\u7684\u9700\u6c42\uff0c\u7ecf\u5e38\u88ab\u770b\u4f3c\u975e\u5e38\u4e0d\u4fbf\u548c\u9ebb\u70e6\uff0c\u4f46\u662f\u9057\u61be\u7684\u662f\uff0c\u8fd9\u4e9b\u662f\u4e0d\u53ef\u907f\u514d\u7684\u3002<\/p>\n

 <\/p>\n

\u5982\u4e0b\u662f\u4e00\u680f\u5fc5\u987b\u63d0\u4f9b\u7684\u6587\u4ef6\uff1a<\/p>\n

A) \u5728\u585e\u6d66\u8def\u65af\u516c\u53f8\u4e2d\u7684\u6d3b\u52a8<\/strong><\/p>\n

\u4e00\u4e2a\u5728\u585e\u6d66\u8def\u65af\u516c\u53f8\u60f3\u505a\u7684\u6d3b\u52a8\u7684\u82f1\u6587\u7684\u63cf\u8ff0\uff0c\u3002 \u5982\u679c\u585e\u6d66\u8def\u65af\u516c\u53f8\u60f3\u4f5c\u4e3a\u63a7\u80a1\u516c\u53f8\uff0c\u4ed6\u5fc5\u987b\u8868\u660e\u585e\u6d66\u8def\u65af\u516c\u53f8\u5c06\u662f\u54ea\u5bb6\u516c\u53f8\u7684\u63a7\u80a1\u516c\u53f8\u3002 \u53e6\u5916\uff0c\u5fc5\u987b\u63cf\u8ff0\u585e\u6d66\u8def\u65af\u516c\u53f8\u60f3\u63a7\u80a1\u7684\u516c\u53f8\u7684\u6d3b\u52a8\u3002 \u5bf9\u4e8e\u7531\u585e\u6d66\u8def\u65af\u516c\u53f8\u62e5\u6709\u7684\u516c\u53f8\uff0c\u5982\u4e0b\u901a\u8fc7\u5b98\u65b9\u8ba4\u53ef\u7684\u7ffb\u8bd1\u6587\u4ef6\u5fc5\u987b\u88ab\u9012\u4ea4\uff1a<\/p>\n

    \n
      \n
    1. \u521b\u529e\u5951\u7ea6<\/li>\n
    2. \u6ce8\u518c\u6267\u7167<\/li>\n
    3. \u7ecf\u7406\u7684\u6b63\u5f0f\u7684\u540d\u5355\u548c\u8fd9\u4e9b\u6388\u6743\u7684\u7b7e\u5b57<\/li>\n
    4. \u5f53\u524d\u80a1\u4e1c\u540d\u5355<\/li>\n
    5. \u6240\u6709\u5728\u8fd9\u516c\u53f8\u4e2d\u7684\u7ecf\u7406\u7684\u62a4\u7167\u7684\u7ecf\u8fc7\u6838\u51c6\u7684\u590d\u5370\u4ef6<\/li>\n
    6. \u6240\u6709\u5728\u8fd9\u516c\u53f8\u4e2d\u7684\u80a1\u4e1c\u6301\u6709\u4eba\u7684\u62a4\u7167\u7684\u7ecf\u8fc7\u6838\u51c6\u7684\u590d\u5370\u4ef6<\/li>\n
    7. \u5bf9\u4e8e\u516c\u53f8\u80a1\u4e1c\uff0c\u7ecf\u8fc7\u5b98\u65b9\u8ba4\u53ef\u7684\u7ffb\u8bd1\u6587\u4ef6\u5fc5\u987b\u9012\u4ea4<\/li>\n<\/ol>\n<\/ol>\n

      B) \u5728\u585e\u6d66\u8def\u65af\u516c\u53f8\u4e2d\u7684\u80a1\u4e1c<\/strong><\/p>\n

      \u5982\u679c\u5728\u585e\u6d66\u8def\u65af\u516c\u53f8\u4e2d\u7684\u672a\u6765\u80a1\u4e1c\u662f\u771f\u4eba\uff0c\u4ee5\u4e0b\u6587\u4ef6\u4e00\u5b9a\u8981\u4e3a\u8fd9\u4e2a\u4eba\u9644\u4e0a\uff1a<\/p>\n

        \n
      1. \u94f6\u884c\u6838\u51c6\u7684\u62a4\u7167\u590d\u5370\u4ef6<\/li>\n
      2. \u94f6\u884c\u6838\u51c6\u7684\u79c1\u4eba\u5730\u5740\u8bc1\u660e<\/li>\n
      3. \u6b64\u4eba\u7684\u94f6\u884c\u7684\u4ecb\u7ecd\u4fe1\u4ef6<\/li>\n
      4. \u4ece\u4f1a\u8ba1\u6216\u5f8b\u5e08\u6216\u8005\u670d\u52a1\u4f9b\u5e94\u5546\u63d0\u4f9b\u7684\u4ecb\u7ecd\u4fe1<\/li>\n
      5. \u82f1\u6587\u7684\u4e2a\u4eba\u7b80\u5386<\/li>\n<\/ol>\n

         <\/p>\n

        \u5907\u6ce8\uff1a 1. \u94f6\u884c\u6838\u51c6\u7684\u62a4\u7167\u590d\u5370\u4ef6<\/p>\n

         <\/p>\n

        \u5728\u6b64\u62a4\u7167\u590d\u5370\u4ef6\u4e2d\uff0c\u8fd9\u5bb6\u94f6\u884c\u5fc5\u987b\u5199\u9053\uff1a<\/p>\n

         <\/p>\n

        \u201c\u5df2\u7ecf\u770b\u8fc7\u4e2a\u4eba\u7684\uff0c\u548c\u8fd9\u4e2a\u5b98\u65b9\u8bc1\u660e\u6587\u4ef6(\u62a4\u7167\u590d\u5370\u4ef6\u9274\u5b9a2007\u5e7412\u670810\u65e5)\u3002\u6211\u7279\u6b64\u8bc1\u660e\u8fd9\u662f\u4e00\u4e2a\u771f\u5b9e\u7684\u590d\u5370\u4ef6\uff0c\u662f\u4e00\u4e2a\u771f\u5b9e\u7684\u62f7\u8d1d\uff0c\u5e76\u4e14\u8fd9\u5f20\u7167\u7247\u662f\u5408\u7406\u7684\u76f8\u8c61\u201d\u3002<\/p>\n

         <\/p>\n

        \u7136\u540e\u8fd9\u5bb6\u94f6\u884c\u5fc5\u987b\u76d6\u5370\u548c\u7b7e\u7f72\u8fd9\u4e2a\u62a4\u7167\u590d\u5370\u4ef6\u3002<\/p>\n

         <\/p>\n

        \u5907\u6ce8 2. \u94f6\u884c\u6838\u51c6\u7684\u79c1\u4eba\u5730\u5740\u8bc1\u660e<\/p>\n

        \u8fd9\u5bb6\u94f6\u884c\u5fc5\u987b\u7528\u4e66\u5199\u7684\u5f62\u5f0f\u786e\u8ba4\u6b64\u4eba\u7684\u79c1\u4eba\u5730\u5740\u3002<\/p>\n

         <\/p>\n

        \u5907\u6ce8 3. \u6b64\u4eba\u7684\u94f6\u884c\u7684\u4ecb\u7ecd\u4fe1\u4ef6<\/p>\n

         <\/p>\n

        \u8fd9\u5bb6\u94f6\u884c\u5fc5\u987b\u7ed9\u90a3\u4e2a\u5c06\u8981\u6210\u7acb\u585e\u6d66\u8def\u65af\u516c\u53f8\u7684\u65e0\u8bba\u8c01\u5199\u4fe1\uff0c\u5199\u7684\u5185\u5bb9\u4f8b\u5b50\u5982\u4e0b\uff1a<\/p>\n

         <\/p>\n

        \u201cT.T.H.\u5f8b\u5e08\u4e8b\u52a1\u6240<\/p>\n

        \u80af\u5c3c\u8fea\u5927\u905312\u53f7<\/p>\n

        \u80af\u5c3c\u8fea\u5546\u4e1a\u4e2d\u5fc3<\/p>\n

        2\u697c\uff0c \u4fe1\u7bb1\u7f16\u780124293<\/p>\n

        1703\u5c3c\u79d1\u897f\u4e9a\uff0c\u585e\u6d66\u8def\u65af<\/p>\n

         <\/p>\n

        (\u65e5\u671f)<\/p>\n

        \u4eb2\u7231\u7684\u5148\u751f\u4eec\uff0c<\/p>\n

        \u6211\u4eec\u7279\u6b64\u8bc1\u5b9e……………………………………… \u5148\u751f\/\u5973\u58eb\u5bf9\u4e8e\u6211\u4eec\u6765\u8bf4\u662f\u719f\u77e5\u7684\u5927\u7ea6……………………….\u5e74\u4e86\u3002\u5bf9\u6211\u4eec\u6765\u8bf4\uff0c\u4ed6\/\u5979\u6709\u5f88\u597d\u7684\u7ecf\u6d4e\u72b6\u51b5\u548c\u5728\u5546\u4e1a\u8d23\u4efb\u4e2d\u662f\u503c\u5f97\u4fe1\u8d56\u7684\u3002<\/p>\n

         <\/p>\n

        \u7ed9\u51fa\u8fd9\u4e2a\u7ed3\u8bba\u662f\u6ca1\u6709\u4efb\u4f55\u98ce\u9669\u3001\u8d23\u4efb\u6216\u8005\u7ea6\u5b9a\u3002<\/p>\n

         <\/p>\n

        (\u7b7e\u5b57)<\/p>\n

        \u94f6\u884c\u7684\u540d\u5b57\u201d<\/p>\n

         <\/p>\n

        \u5907\u6ce8 4. \u4ece\u4f60\u4eec\u5f53\u5730\u7684\u4f1a\u8ba1\u6216\u5f8b\u5e08\u6216\u8005\u670d\u52a1\u4f9b\u5e94\u5546\u63d0\u4f9b\u7ed9\u585e\u6d66\u8def\u65af\u7684\u4f1a\u8ba1\u6216\u5f8b\u5e08\u7684\u4ecb\u7ecd\u4fe1<\/p>\n

         <\/p>\n

        \u8fd9\u5c01\u4fe1\u4ef6\u53ef\u4ee5\u8fd9\u4e48\u8bf4\uff0c\u4f8b\u5982\uff1a<\/p>\n

        \u201d T.T.H.\u5f8b\u5e08\u4e8b\u52a1\u6240<\/p>\n

        \u80af\u5c3c\u8fea\u5927\u905312\u53f7<\/p>\n

        \u80af\u5c3c\u8fea\u5546\u4e1a\u4e2d\u5fc3<\/p>\n

        2\u697c\uff0c \u4fe1\u7bb1\u7f16\u780124293<\/p>\n

        1703\u5c3c\u79d1\u897f\u4e9a\uff0c\u585e\u6d66\u8def\u65af<\/p>\n

        (\u65e5\u671f)<\/p>\n

         <\/p>\n

        \u4eb2\u7231\u7684\u5148\u751f\u4eec\uff0c<\/p>\n

        \u4e3a\u8bc1\u660e (\u59d3\u540d\u548c\u5730\u5740)<\/p>\n

         <\/p>\n

        \u6211\u8bc1\u5b9e\u6211\u4e86\u89e3………………………. \u5148\u751f\/\u5973\u58eb\u5728\u6700\u8fd1\u7684……..\u5e74\u4e86\uff0c\u4ee3\u8868\u4ed6\/\u5979(\u9648\u8ff0\u60a8\u4ee3\u8868\u7684\u8eab\u4efd)\u5e76\u4e14\u4ee3\u8868\u4e0e\u4ed6\/\u5979\u6709\u5173\u7684(\u8bf7\u7ed9\u516c\u53f8\u7684\u540d\u5b57)\uff0c\u5e76\u4e14\u8fd9\u4e2a\u5730\u5740\u662f\u6211\u4eec\u6709\u7eaa\u5f55\u5728\u6848\u7684\u5730\u5740\u3002<\/p>\n

        \u6211\u8bc1\u5b9e\u6211\u4e86\u89e3\u4ed6\/\u5979\u662f\u6b63\u76f4\u3001\u8bda\u5b9e\u548c\u597d\u54c1\u8d28\u7684\u4eba\uff0c\u5e76\u4e14\u6ca1\u6709\u7406\u7531\u60a8\u4e0d\u4ee3\u8868\u4ed6\/\u5979\u7684\u65b9\u9762\u5e76\u4e14\u7ed9\u4ed6\/\u5979\u6216\u8005\uff08\u7ed9\u516c\u53f8\u7684\u540d\u5b57\uff09\u63d0\u4f9b\u5546\u4e1a\u670d\u52a1\u3002 \u6211\u8fdb\u4e00\u6b65\u8bc1\u5b9e\u5982\u5982\u4e0b\uff1a<\/p>\n

        (a)\u00a0\u00a0\u00a0 [endif]\u6211\u4e0d\u77e5\u9053\u4ed6\/\u5979\u5728\u8fd9\u4e2a\u4e16\u754c\u7684\u4efb\u4f55\u5730\u65b9\u5ba3\u79f0\u7834\u4ea7\u6216\u8005\u4ed6\/\u5979\u8fd9\u4e2a\u4e16\u754c\u7684\u4efb\u4f55\u5730\u65b9\u6709\u72af\u7f6a\u8bb0\u5f55\uff0c\u5e76\u4e14<\/p>\n

         <\/p>\n

        [if !supportLists](b)\u00a0\u00a0\u00a0 [endif]\u6211\u4e0d\u77e5\u9053(\u8bf7\u7ed9\u516c\u53f8\u7684\u540d\u5b57)\u5728\u8fd9\u4e2a\u4e16\u754c\u4e0a\u7684\u4efb\u4f55\u5730\u65b9\u5ba3\u79f0\u7834\u4ea7\u6216\u65e0\u529b\u5c65\u884c\u4e49\u52a1\u3002<\/p>\n

         <\/p>\n

        \u4ee5\u6211\u770b\u6765\uff0c ………………………………\u5148\u751f\/\u5973\u58eb\u4e0d\u4f1a\u4ecb\u5165\u4efb\u4f55\u4ed6\/\u5979\u65e0\u6cd5\u5b8c\u6210\u7684\u4e8b\u7269\u3002 \u6211\u4e5f\u76f8\u4fe1\u4ed6\/\u5979\u6709\u5408\u6cd5\u7684\u4e2a\u4eba\u8d44\u91d1\uff0c\u5e76\u4e14\u4ece\u4ed6\/\u5979\u6216\u8005\u4ece(\u8bf7\u7ed9\u516c\u53f8\u7684\u540d\u5b57)\u5f97\u5230\u6240\u6709\u8d44\u91d1\u5e94\u8be5\u662f\u8bda\u5b9e\u7684\u3002<\/p>\n

         <\/p>\n

        \u656c\u4e0a\uff0c<\/p>\n

         <\/p>\n

        \u540d\u5b57\u548c<\/p>\n

        (\u4e13\u4e1a\u804c\u6743)\u201d<\/p>\n

         <\/p>\n

        \u4e3a\u5728\u585e\u6d66\u8def\u65af\u5efa\u7acb\u4fe1\u6258\u7684\u6587\u4ef6<\/p>\n

        \u8fd9\u4e9b\u57fa\u672c\u4e0e\u5efa\u7acb\u4e00\u4e2a\u516c\u53f8\u7684\u6587\u4ef6\u9700\u6c42\u76f8\u540c\u3002\u5fc5\u987b\u63cf\u8ff0\u4fe1\u6258\u548c\u6bcf\u4e2a\u4e0e\u4e4b\u6709\u5bc6\u5207\u5173\u8054\u7684\u4eba\u7684\u6d3b\u52a8\u2014\u4e0d\u7ba1\u662f\u521b\u5efa\u8005\u3001\u4fdd\u62a4\u8005\u6216\u8005\u53d7\u76ca\u8005\u2014\u5fc5\u987b\u548c\u5728\u585e\u6d66\u8def\u65af\u5efa\u7acb\u516c\u53f8\u4e00\u6837\u7684\u8bc1\u660e\u65b9\u5f0f\u3002\u5982\u679c\u8fd9\u4e2a\u521b\u5efa\u8005\u3001\u4fdd\u62a4\u8005\u6216\u8005\u53d7\u76ca\u8005\u662f\u4e00\u4e2a\u771f\u4eba\uff0c\u8fd9\u4e2a\u4eba\u5fc5\u987b\u9012\u9001\u5982\u4e0b\uff1a<\/p>\n

          \n
        1. \u94f6\u884c\u6838\u51c6\u7684\u62a4\u7167\u590d\u5370\u4ef6<\/li>\n
        2. \u94f6\u884c\u6838\u51c6\u7684\u79c1\u4eba\u5730\u5740\u8bc1\u660e<\/li>\n
        3. \u6b64\u4eba\u7684\u94f6\u884c\u7684\u4ecb\u7ecd\u4fe1\u4ef6<\/li>\n
        4. \u4ece\u4f1a\u8ba1\u6216\u5f8b\u5e08\u6216\u8005\u670d\u52a1\u4f9b\u5e94\u5546\u63d0\u4f9b\u7684\u4ecb\u7ecd\u4fe1<\/li>\n
        5. \u82f1\u6587\u7684\u4e2a\u4eba\u7b80\u5386<\/li>\n<\/ol>\n

           <\/p>\n

          \u5982\u679c\u8fd9\u4e2a\u521b\u5efa\u8005\u3001\u4fdd\u62a4\u8005\u6216\u8005\u53d7\u76ca\u8005\u662f\u4e00\u4e2a\u516c\u53f8\uff0c\u5b98\u65b9\u8ba4\u53ef\u7684\u5982\u4e0b\u7ffb\u8bd1\u6587\u4ef6\u5fc5\u987b\u9012\u4ea4\uff1a<\/p>\n

           <\/p>\n

            \n
          1. \u521b\u529e\u5951\u7ea6<\/li>\n
          2. \u6ce8\u518c\u6267\u7167<\/li>\n
          3. \u7ecf\u7406\u7684\u6b63\u5f0f\u7684\u540d\u5355\u548c\u8fd9\u4e9b\u6388\u6743\u7684\u7b7e\u5b57<\/li>\n
          4. \u5f53\u524d\u80a1\u4e1c\u540d\u5355<\/li>\n
          5. \u6240\u6709\u5728\u8fd9\u516c\u53f8\u4e2d\u7684\u7ecf\u7406\u7684\u62a4\u7167\u7684\u7ecf\u8fc7\u6838\u51c6\u7684\u526f\u672c<\/li>\n
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